Betsy is a go-to resource for financial services, securities law, and regulatory compliance. She has substantial experience advising clients who operate in heavily regulated environments, including her past role as general counsel for a brokerage and clearing firm. Betsy understands the impact of federal and state securities laws on investors and funds, and works with each client to develop a proactive approach to meeting its needs and goals. She helps design financing structures, advises on corporate governance, drafts corporate policies and procedures, and drafts investment documents.
Did you know...
Betsy is originally from the great city of Philadelphia, but as an SLC transplant she cannot get enough of the Utah mountains and national parks!